WHY UNITED ADVISORS?

You've spent years building your business. You've helped your clients attain financial success and navigate the difficult moments in their lives and in the markets. You have wonderful client relationships. Now you're ready for the next step -- maybe you're looking to retire, or to leverage your time and abilities, or to transition from your business into something else. Our specialty is the back office, yours is in financial planning, asset management and client relationships. We want to empower you to do what you love and leave the rest to us.

Quality

A support network that is second to none

ISO 9001:2008

Quality and consistency in service.

Six Sigma Savvy

Improving business processes.

Business Continuity

Continued operations in the event of a disruption.

United Advisors, The Empowerment Community™

United Advisors is an exciting new model for the industry, a totally unique company created to serve today’s advisors. We are your Empowerment Community. Whether you’re breaking out on your own, ready to focus and grow your business, or looking to create your legacy career, we’re there for you. We have the tools and the technology to help you reach your business and personal goals.

We partner with advisors and firms who are concerned about business growth, succession or the growing complexity of back office and compliance management. Our knowledge of and leverage with institutional custodians, broker dealers and back office service providers will help you navigate and apply best in class resources to whatever challenges you are facing today, tomorrow or at some point in the future.

 

AN OVERVIEW

Partnering with advisors to help them centralize key back office, middle office and compliance functions within their business to refocus time on growth and business development.

 

PROCESS
DRIVEN

Certification to ISO 9001:2008 signals to others that we are focused on quality and consistency.

TWO
PLATFORMS

We offer both a Fee-Only and a Hybrid Support Platform.

Multi Custodial Platform

Access to Raymond James, TD Ameritrade, Schwab and Fidelity for advisors.

Compliance
Team

We provide an outsourced compliance team to handle day to day compliance oversight

Virtual Assistant Program

Don’t want to deal with the headache of hiring staff? Utilize our licensed team.

Business Development

United Advisors strives to provides Practice Management and Marketing support to help grow your business.

Advisor Camaraderie

Newsletters & Conference Calls, Annual UA Conference, Investment Committee.

Repeatable Processes

Maximize efficiency and value in your business by leveraging UA resources.

Flexibility / Integration*

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unitedadvisors

  • Back /Middle Office
  • Compliance
  • Billing
  • Trade Reconciliation
arrow
salesforce

  • Integration
  • Practiced Management
  • Marketing
  • Business Development
  • Succession Planning
  • Practiced Acquisition

*This is a sample of some of the frequently used platforms and technology. This is not a comprehensive list. To see if UA integrates with additional technology, please call us at 212.444.2362.

ADVISOR SERVICES

Our experiences in starting, growing and improving wealth management firms has given us a unique perspective on the challenges all advisors face in today’s ever changing retail financial services market. We created two business models to support advisors and their practices as they move through their business life cycle.

Whether you are starting a business and need back office, compliance and technology support, run a mature business and feel overwhelmed with day to day operations and management or have reached a point when it is time to begin to monetize your life’s work, United Advisors Services can help you Power Your Success.

HOW IT WORKS FOR YOU

Our Advisor Services business models support you and your firm at specific transition points in your business life cycle. By taking non-client facing activities off of your daily “To Do” list and managing institutional platform relationships and access points, we free up time for you to focus on what you do best; working with clients and delivering financial advice.

Some firms we work with want to stay completely independent while accessing pricing and technology by affiliating with a larger firm. Others may want to partner with a firm and access back office services and business development support. We even provide a model for advisors that want to monetize their life’s work, create a legacy, and have their clients cared for after they exit the business.

Not all firms need our full suite of services, nor do they want to be charged for add-ons that do not enhance their bottom line or take away from their “payouts”. Our models offer packaged and a la carte service offerings that can be customized to meet your needs no matter what business challenges you are facing.

Click here to see a list of services we offer to advisors and firms.

CONTACT US

We are located on the 17th Floor of 40 Wall Street in the Financial District of New York City.

40 Wall Street 17th Floor
New York, NY 10005
(212) 444-2362
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